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# 522429
USD 96.30 (Book Not in Ready Stock, will take 45-60 days to source and dispatch)
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Financial Services Law and Regulation.

Author :  Dora Neo, Hans Tjio, Lan Luh Luh (ed)

Product Details

Country
Singapore
Publisher
Academy Publishing, Singapore
ISBN 9789811404429.
Format PaperBack
Language English
Year of Publication 2018
Bib. Info 1v. Includes Index
Product Weight 1280 gms.
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Product Description

This book brings together leading academics and practitioners in Singapore in the area of financial regulation, where there may have been a lacuna in Singapore treatises compared to the many excellent texts on the contractual aspects of banking and insurance. While topics might still be discretely analysed in terms of banking, insurance, securities and derivatives, and financial advisory, common threads exist between them and these are explored throughout the book. The first two parts of the book focus on prudential regulation as it pertains to banks and insurance companies. As these entities conduct their business in areas that extend into the securities markets, the book also looks at both the financial and market conduct of entities and intermediaries that offer securities and derivatives as well as the exchanges that trade, clear and report these instruments. The final part of the book covers both institutions and issues that are of present-day interest including alternative investment structures, Fintech, and the harmonisation of rules in the financial sector in Asia. We hope that this book will assist compliance officers in financial institutions, and in-house and corporate/regulatory lawyers in navigating the meandering and often-changing waters of financial regulation

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