This title is the first of its kind to provide comprehensive guidance on how to prepare and respond to investigations and enforcement proceedings undertaken by the Securities and Futures Commission (SFC) in Hong Kong. Since the first edition was published six years ago, Hong Kong's securities regulatory framework has undergone significant development, with numerous decisions from the courts, the Securities and Futures Appeals Tribunal and the Market Misconduct Tribunal. This second edition offers updated guidance on preparing for and responding to SFC investigations and enforcement proceedings in light of these new developments. The text is split into five key sections: Introduction, Common Issues, Investigations, Enforcement Proceedings, and Key Offence Provisions.